Mr. David Yam

Deputy CEO & Head of Dealing and Sales Trading

Mr. Yam has over 20 years experience in the securities industry with 15 years experience acting as a Responsible Officer of OCBC Securities (HK) Ltd, Citic Capital Securities and Citic Securities (HK) Ltd.  He has solid experience in dealing, risk management and compliance.  Mr. Yam studied at Ryerson Polytechnical Institute in Toronto, Canada. He holds a Diploma in Advanced Securities Market Analysis from Chinese University of Hong Kong and a Diploma in Derivatives and Risk Management from Hong Kong University of Science & Technology.


Mr. Andriy Chan

Investment Director-Asset Management

Mr. Andriy Chan now serves as Portfolio Manager – Assets Management of SBI China Capital Asset Management Limited. He is Responsible Officer for Type 4 & 9 regulated activities, and Manager-In-Charge (MIC) of Asset Management Division.

Prior to joining us, Mr. Chan was Associate Director of Yuanta Securities (Hong Kong) Company Limited, a subsidiary company of Taiwan-listed Yuanta Financial Holdings Co., Ltd. He started his professional career in investment and asset management as Investment Director of a Hong Kong-based family office, Nexus Capital Management Limited.


Ms. Ye Wen Li

Managing Director-Asset Management

Ms Ye, is a Managing Director of SBI China Capital Asset Management Limited. Ms Ye has more than 10 years management experience in financial industry. Prior to joining SBI group, Ms Ye held positions in CCB International Asset Management Limited, Haitong International Investment Managers Limited, ABN AMRO, etc. Ms Ye holds a master degree in Global Business from the Chinese University of Hong Kong.


Mr. Arthur Kan

Director of Investment Banking

Mr. Arthur Kan, a director of Investment Banking at SBI. He has over 20 years of experience in corporate finance and accredited as a responsible officer for the Type 6 regulated activities (advising on corporate finance) and an IPO sponsor principal since 2013. Mr. Kan has involved in various IPOs, H-shares listing, cross-border mergers and acquisitions, share placement exercise in Hong Kong, dual listing on SEHK and Singapore Exchange, as well as equity and debts financing exercises in Hong Kong. 

Prior to joining SBI, Mr. Kan was a founding partner of Advent Corporate Finance Limited, executive director of Titan Financial Services Limited, director of Shenwan Hongyuan Capital (H.K.) Limited, department head (Corporate Finance Division) of Fulbright Financial Group and director of Oriental Patron Asia Limited.

Mr. Kan studied in the UK, obtained a Bachelor degree in Applied Statistic with Management Science and post-graduate diploma from the University of Southampton.


Ms. Angel Ip

Director of Investment Banking

Ms. Angel Ip has over 10 years in corporate finance and specializes in IPO, restructuring and capital financing. Ms. Ip has executed multiple initial public offerings (IPOs, including Main Board and GEM) with the success in managing other corporate finance projects including mergers and acquisitions (M&As), private placement, placing, rights issue, bond issuance and other financial advisory and independent financial advisory cases

Prior to joining SBI China Capital, Ms. Ip had been with multiple well-known Chinese investment banks including CCB International Capital Limited, SPDB International Capital Limited and Changjiang Corporate Finance (HK) Limited

Ms. Ip graduated from Queen’s University of Canada with a Bachelor of Arts (hons) and a Master of Public Administration degree. She also obtained a Graduate Certificate in Financial Engineering from Stanford University. Ms. Ip is also a licensed person registered with the SFC and regarded as a responsible officer for the regulated activities (advising on corporate finance) and an IPO sponsor principal.


Mr. Jason Lee

Senior Vice President - Equity Capital Market

Mr. Jason Lee holds a master's degree in finance from University College Dublin and is a responsible officer for Type 1 (dealing in securities) and Type 6 (advising on corporate finance). He worked in a number of investment banks with nearly 8 years of ECM experience.

 

Alvars LEE

Responsible officer - Investment banking

Having over 20 years of investment banking experience, Alvars LEE is a seasoned investment banker focusing on corporate finance, public listings and cross-borders M&As.  Alvars worked as Managing Director of China Investment Banking Division and Asia Head of Consumer and Retail Asia Consumer and Retail Sector of Daiwa Capital Markets Hong Kong.  He has been participated in various equity capital markets and cross border M&As transactions.  Alvars graduated with a bachelor degree in mechanical engineering from HKU and obtained the MBA degree from the Andersen School of UCLA.   He also holds responsible officer license for Type 6 RA (corporate finance advisory) under the SFC of Hong Kong.