SBI China Capital group provides a full range of securities brokerage services to our diversified client base of institutional and retail customers in Hong Kong and overseas. We are a member of the Stock Exchange of Hong Kong Limited, our trading professionals will emphasize their integrity, service and creative. We also offer a comprehensive range of equities and derivative products for our clients.

We have been awarded by AsiaMoney as the Best Local Brokerage House in Hong Kong for five consecutive years from 2003 to 2007. Leveraging on our excellent reputation and supported by a professional team of Sales force and researchers, we are able to provide our clients with the best investment advice and execution services.

Our dedicated trading professionals specialize in


  • Download Corporate Account Opening Form ( English / Chinese )
  • Download Individual Account Opening Form ( English / Chinese )
  • Download Corporate W8Ben Form ( English )
  • Download Individual W8Ben Form ( English )
  • Download Self-Certification Form - Individual / Joint Account ( English / Chinese )
  • Download Self-Certification Form - Entity ( English / Chinese )
  • Download Self-Certification Form - Controlling Person ( English / Chinese )


Bank Details


Institutional Sales

Our Institutional Sales Division offers advice on markets and securities to over 400 institutions worldwide. With a focus on "Smaller-Ticket" institutions and our long-standing and excellent relationship with them, we manage and participate in the offerings of all types of equity securities. Together with the effort from our Research division, we can generate tailor-made investment strategies, according to our clients' differing objectives and demand.

Equities Trading

The Equities Trading team designs, structures and implements portfolio strategies to suit investor objectives in a constantly changing market. Along with solid trade execution, we offer clients comprehensive market analysis, strategic trading advice and technology solutions tailored to their requirements.

Retail and Corporate sales

We sell Hong Kong equities, warrants and derivatives to individual and high net worth clients. In addition to the prompt execution of client orders, we consider after sales services an essential component of our scope of services. Our specialists maintain relationships with investors through the provision of up-to-date information, stock recommendations, market forecasts and stock analysis.

Equity Capital Marker and Underwriting

  • IPO Placing
  • Secondary market placement
  • Assisting listed companies in the Issuance of additional shares and convertible bonds
  • Arrangement of Roadshow for companies

Settlement Services

Our Settlement team provides various services that related to settlement for all securities that eligible for trading and clearing in HKSCC and in global markets. We are participant of HKSCC (“Hong Kong Securities Clearing Company Limited”) and SEHK (“The Stock Exchange of Hong Kong Limited”) for over 25 years. In 2019 we qualified as China Connect Exchange Participant (“CCEP”) of China Connect Markets by SEHK. Our settlement services include all related settlement services on CCASS, securities delivery/ receive, deposit/ withdrawal of physical shares, entitlement services, corporate action services, agency of depository and nominees services etc.

Structured Products

We offer sophisticated financial strategies to corporate and high net worth clients. Our team works closely with the corporate finance advisory, trading and research professionals to originate, structure and execute a wide array of transactions involving equity-related and debt-related products.